Associate brady@thsh.com 212-508-6775 LinkedIn
Practice Areas
Areas of Focus
- Investment Management
- Hedge and Private Equity Funds
- Investment Advisers Act of 1940
- Investment Adviser Registration and SEC Compliance
Industries
Emma Brady
Associate brady@thsh.com 212-508-6775 LinkedIn
Practice Areas
Areas of Focus
- Investment Management
- Hedge and Private Equity Funds
- Investment Advisers Act of 1940
- Investment Adviser Registration and SEC Compliance
Industries
Biography
Emma Brady is an associate in Tannenbaum Helpern’s Investment Management practice which focuses on forming, structuring and drafting the offering documents for US and non-US private equity and hedge funds and advising such funds with respect to ongoing operational and regulatory matters. Emma assists investment managers in complying with regulatory and compliance matters arising under US law, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1934, and the Commodity Exchange Act of 1936. Emma also has significant experience representing investors in private funds and managed accounts as well as extensive public and private merger and acquisition experience.
College:
- The University of Melbourne, Australia, BA
Law School:
- The University of Melbourne Law School, 1998, LLB (Hons)
- Minter Ellison Lawyers, Melbourne, Australia
- O’Melveny & Myers, New York
- Arnold & Porter Kaye Scholer LLP, New York
- Torys LLP, New York
- Victoria, Australia (not current)
- New York
Case Studies
Sorry, there are no Case Studies related to this Attorney.
Publications
- OCIE Publishes Observations from Examinations of Private Fund Advisers
- Coronavirus Regulatory Round-Up for Investment Advisers
- Coronavirus Update - SEC Issues Limited Form ADV and Form PF Filing Relief to Private Fund Managers
- Coronavirus Update – SEC Issues Limited Form ADV and Form PF Filing Relief to Investment Advisers
- SEC Approves Regulation Best Interest
- Top Six Advisory Fee and Expense Deficiencies Identified by OCIE
- SEC Announces 2018 Examination Priorities
- So You Want to Manage a Cryptocurrency Fund? U.S. Regulatory Rules to Consider First
- General Data Protection Regulation Affects Investment Advisors with EU Clientele
- “Who Is Who?” and “Who Owns Whom?”- Are You Ready for LEIs?
- SEC Amendments to Form ADV Effective on October 1, 2017
News
Sorry, there is no Press related to this Attorney.
Events
Sorry, there are no Events related to this Attorney.
Emma Brady is an associate in Tannenbaum Helpern’s Investment Management practice which focuses on forming, structuring and drafting the offering documents for US and non-US private equity and hedge funds and advising such funds with respect to ongoing operational and regulatory matters. Emma assists investment managers in complying with regulatory and compliance matters arising under US law, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1934, and the Commodity Exchange Act of 1936. Emma also has significant experience representing investors in private funds and managed accounts as well as extensive public and private merger and acquisition experience.
College:
- The University of Melbourne, Australia, BA
Law School:
- The University of Melbourne Law School, 1998, LLB (Hons)
- Minter Ellison Lawyers, Melbourne, Australia
- O’Melveny & Myers, New York
- Arnold & Porter Kaye Scholer LLP, New York
- Torys LLP, New York
- Victoria, Australia (not current)
- New York
Sorry, there are no Case Studies related to this Attorney.
- OCIE Publishes Observations from Examinations of Private Fund Advisers
- Coronavirus Regulatory Round-Up for Investment Advisers
- Coronavirus Update - SEC Issues Limited Form ADV and Form PF Filing Relief to Private Fund Managers
- Coronavirus Update – SEC Issues Limited Form ADV and Form PF Filing Relief to Investment Advisers
- SEC Approves Regulation Best Interest
- Top Six Advisory Fee and Expense Deficiencies Identified by OCIE
- SEC Announces 2018 Examination Priorities
- So You Want to Manage a Cryptocurrency Fund? U.S. Regulatory Rules to Consider First
- General Data Protection Regulation Affects Investment Advisors with EU Clientele
- “Who Is Who?” and “Who Owns Whom?”- Are You Ready for LEIs?
- SEC Amendments to Form ADV Effective on October 1, 2017
Sorry, there is no Press related to this Attorney.
Sorry, there are no Events related to this Attorney.